Eligibility
Prelim §1 (paras 1–2) to Final §1 (paras 1–9)
~Substantive change Effects: Added · Relocated · Conditional
Sources
[Preliminary measures, Prelim §1 (paras 1–2); §3.2.4.3 (paras 66–67)] [Final measures, Final §1 (paras 1–9)]
Eligibility screening is relocated, recast and expanded, not created from nothing. Preliminary §1 contained only the basic OSE eligibility rule, but preliminary paragraphs 66(a) and 67 already required an independent assurance practitioner to screen for sanctions and specified regulatory or judicial decisions. Final paragraphs 3–8 move sanctions and third-country cyber-security and data-protection-risk screening into Alphabet's assessment of the applicant and add quantitative entrant and scale criteria. The final tests differ from the preliminary regulatory/judicial-decision test, so they should not be described as either entirely new or equivalent.
Alphabet assesses the applicant, using public information as far as practicable and FRAND, strictly necessary questions; it does not perform the assessment on itself. Paragraphs 4–7 constrain information requests, decisions and reapplication, and paragraph 8 permits an Article 10 exemption request to the Commission. Final paragraph 9 expressly preserves independent assurance for the remaining objectives and prevents Alphabet from substituting its eligibility assessment for that assurance.
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Preliminary ¶ 1 to Final ¶ 1
To meet the requirements of Article 6(11) of Regulation (EU) 2022/1925, Alphabet shall engage with any third-party undertaking that appliesexpresses interest in applying for eligibility to receive the ranking, query, click and view data in relation to free and paid search generated by end users on its OSEsonline search engine (“OSE”) (“Search Data”) as specified in section 2 to determine whether it is eligible to receive themthe Search Data following the process specified in section 5.4.1.
Preliminary ¶ 2 to Final ¶ 2
Alphabet shall share the Search Data with any third-party undertaking providing online search engines (“OSEs”) in the EU and in the EEA,Preliminary measures note 2Final measures note 1 which meets the definition of an OSE set out in Article 2(5) of Regulation (EU) 2019/1150 and the requirements of the eligibility assessment specified in paragraphs (3) – (9) (an “eligible third-party OSE”). Alphabet shall not exclude third-party undertakings, such as undertakings providing AI chatbots with OSE functionalities, to the extent that these undertakings provide an OSE meeting the definition set out in Article 2(5) of Regulation (EU) 2019/1150, even if the OSE is provided as part of a broader service.
Preliminary — to Final ¶ 3
Alphabet shall assess: (a) Whether an undertaking applying for eligibility to receive Search Data (an “undertaking applying for eligibility”)Final measures note 2 is subject, directly or indirectly, to restrictive measures or other sanctions under Union law;Final measures note 3 and (b) Whether the undertaking applying for eligibility is subject, directly or indirectly, de jure or de facto, to the control of a third country that poses a serious and structural non-technical cyber security and/or data protection risk, taking into account the following elements: (1) The existence of laws in the third country which require entities under their jurisdiction to report information on software or hardware vulnerabilities to authorities of that third country prior to those vulnerabilities being known to have been exploited; (2) Existing practices in the third country, demonstrated by independent sources, that require entities under the jurisdiction of the third country to report information on software or hardware vulnerabilities to authorities of that third country prior to those vulnerabilities being known to have been exploited; (3) The absence of effective judicial remedies, and independent and democratic control mechanisms, that can allow individuals and companies to exercise their rights to the protection of personal data and/or to correct the identified security concerns, including about existing practices referred to in point (2); (4) Substantiated information about one or more incidents of threat actors controlled from that third country and operating out of the territory of that third country carrying out malicious cyber activities or campaigns, including phishing and theft of personal data; and (c) Whether the undertaking applying for eligibility is an established company or credible new entrant providing an OSE as a genuine economic activity in the EU. This condition shall be met only if the undertaking applying for eligibility: (1) Either: (a) Has provided OSE services in the EU for at least the last two consecutive years at the time of applying for eligibility; or (b) Was founded less than two years ago but has received more than EUR 50 million in capital investments; and (2) Has had at least 50 000 monthly average users of its OSE services in the EU in the past year.
Preliminary — to Final ¶ 4
Alphabet shall conduct this assessment within the time limit specified in section 5.4.1 and in a strictly FRAND and proportionate manner. As far as practicable, Alphabet shall base its assessment on publicly available information. Alphabet may only request strictly necessary additional information from undertakings applying for eligibility to the extent that such information is not publicly available and shall justify why this information is necessary. Alphabet should not require the provision of business secrets of the undertaking applying for eligibility.
Preliminary — to Final ¶ 5
To this end, in accordance with section 5.4.1, Alphabet shall prepare a list of fair, reasonable and non-discriminatory (“FRAND”) and strictly necessary questions for assessing whether an undertaking applying for eligibility meets the eligibility criteria specified in this section. Alphabet may reject an undertaking as ineligible to receive Search Data if: it identifies clear and objective evidence that the undertaking is subject, directly or indirectly, to restrictive measures or other sanctions under Union law; if the undertaking is subject, de jure or de facto, to the control of a third country that poses a serious and structural non-technical cyber security and/or data protection risk as described in recital (3)(b); or if the undertaking does not meet the above specified quantitative thresholds demonstrating that the undertaking is an established company or credible new entrant providing OSE services as a genuine economic activity in the Union.
Preliminary — to Final ¶ 6
As part of its eligibility assessment, Alphabet shall also inquire whether the undertaking applying for eligibility plans to process and maintain the Search Data within the EEA or whether it plans to request access via: (a) International transfer of the Search Data to a non-EEA country on the basis of an adequacy decision of the Commission;Final measures note 4 or (b) International transfers of the Search Data on the basis of one of the relevant transfer tools foreseen in Article 46 of Regulation (EU) 2016/679 towards a non-EEA third country that is not covered by any adequacy decision.
Preliminary — to Final ¶ 7
If Alphabet finds that it, as the controller and exporter of the Search Data (as specified in section 3.2.1), is unable to ensure a level of protection essentially equivalent to that guaranteed within the EEA, it shall conclude that the undertaking applying for eligibility is not eligible to access the Search Data.
Preliminary — to Final ¶ 8
Irrespective of the eligibility criteria in paragraph (3), where there are credible indications that the communication of the Search Data to such undertakings may undermine the public security of the EU or its Member States, Alphabet may submit a reasoned request asking to be exempted from its obligations under Article 6(11) of Regulation (EU) 2022/1925 with respect to individual undertakings applying for eligibility. The Commission will assess this request pursuant to the exemption procedure set out at Article 10 of Regulation (EU) 2022/1925. This is without prejudice to the Commission’s power to initiate the exemption procedure under Article 10 of Regulation (EU) 2022/1925 based on public security grounds on its own initiative.
Preliminary — to Final ¶ 9
Neither the eligibility assessment nor the transfer impact assessment (if applicable) nor any potential reasoned request on grounds of public security may replace the condition specified in section 5.4.1 that all undertakings applying for eligibility shall procure a Level 1 reasonable assurance report before Alphabet may grant them access to Search Data. Alphabet shall not seek to substitute its eligibility assessment or transfer impact assessment (if applicable) or potential reasoned request on grounds of public security for the assessment of the independent assurance practitioner specified in section 3.2.4.
